Our latest expert insight with Ross McKee of McKee Law shares insights into the Ontario Securities Commission staff review of the QuadrigaCX investigation
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For the latest iComply & Global Digital Finance news.
Telegram to Pay US$18.5 Million Penalty Over Unregistered TON Offering
Messaging app company Telegram has agreed to pay a civil penalty and return US$1.2 billion to investors in order to settle charges from the SEC
SFC Fines Guotai Junan Securities in Hong Kong for AML breaches
HK brokerage company Guotai Junan fined US$25.2 million for failing to comply with anti-money laundering and terrorist financing regulations
SEC Takes Emergency Action Against High Street Capital ICO
The US regulator charges Pennsylvania-based ICO issuers at High Street Capital with violating the antifraud provisions of federal securities laws
Networks of Trust: How Digital Identity Can Solve Key Barriers to Transformation in Financial Services
Join our live fireside chat to learn how digital identity can solve key challenges in the transformation of the financial services industry.
FCA Fines Commerzbank for Failing to Comply with AML regulations
UK regulator Financial Control Authority fined major German bank Commerzbank over £37 million for failure to implement proper AML and KYC procedures
Digital Securities: 2020 & Beyond
Join our webinar to learn about the state of digital securities, and the benefits and pitfalls of structured financial instruments on public blockchains.
SEC Ruling Issued Against BitClave ICO
Unregistered $25.5-million ICO issuer BitClave ordered by the SEC to return all funds to investors after failing to register as a security
SPF, IMDA and MAS Block Unregulated Overseas Online Trading Platform
SPF, IMDA and MAS target AroTrade in response to consumer reported fraud and unreported incoming transactions from Singaporean investors
Out of the Filing Cabinet, Into the Cloud
Join iComply’s live webinar to learn key benefits, risks, and considerations of moving your onboarding procedures from manual paperwork to automated workflows.