Resources
iComply Now Listed in the FINRA Compliance Vendor Directory
iComply Investor Services is pleased to announce its listing in the FINRA Compliance Vendor Directory, which features vendors offering compliance solutions and services.
Fireside Chat: DAOs and Decentralized Governance
Join our live fireside chat to learn more about DAOs and the role of decentralized governance today in the virtual assets marketplace.
FBI Concerned About Money Laundering Risks in Private Equity Transactions
Leaked report highlights FBI’s growing attention towards private sector AML risks with advice for corporations to ensure proper due diligence
500 Estonian Crypto Companies Lose Permits After $220B Scandal: Expert Review
Our latest expert insights with Kevin Murcko of CoinMetro delves into the money-laundering scandal of Scandanavian banks and how Estonia VASPs are affected
Coinsquare Charged with Violating Securities Laws
Ontario Securities Commission (OSC) charges Toronto-based crypto asset trading platform Coinsquare with violating Ontario securities laws
Facebook’s Second Take at Digital Currency: A Review of the Newly Renamed Novi Blockchain Division
Our latest expert insight with Andrew Bull of Bull Blockchain Law reviews Facebook’s relaunching of their digital currency Libra as newly renamed Novi
Wonderful Wealth Group Convicted for Unlawful Dealing in Securities
Former officer of unregistered HK asset manager Wonderful Wealth Group fined $20,000 for unlawful dealing in futures contracts and asset management
QuadrigaCX: A Review by Staff of the Ontario Securities Commission
Our latest expert insight with Ross McKee of McKee Law shares insights into the Ontario Securities Commission staff review of the QuadrigaCX investigation
Telegram to Pay US$18.5 Million Penalty Over Unregistered TON Offering
Messaging app company Telegram has agreed to pay a civil penalty and return US$1.2 billion to investors in order to settle charges from the SEC
SFC Fines Guotai Junan Securities in Hong Kong for AML breaches
HK brokerage company Guotai Junan fined US$25.2 million for failing to comply with anti-money laundering and terrorist financing regulations
SEC Takes Emergency Action Against High Street Capital ICO
The US regulator charges Pennsylvania-based ICO issuers at High Street Capital with violating the antifraud provisions of federal securities laws
Networks of Trust: How Digital Identity Can Solve Key Barriers to Transformation in Financial Services
Join our live fireside chat to learn how digital identity can solve key challenges in the transformation of the financial services industry.
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our satisfied clients have to say.
We have settled in with your service and are very impressed. I have every confidence in iComplyKYC for the UK, where increasing pressure from regulators to not only improve AML compliance, but also to be able to demonstrate it.
European Business Systems, London, UK
iComply automates over 80% of our compliance tasks and consolidated multiple vendors.
Alt 5 Sigma, New York, US
I love that we can adjust for regulatory changes or business needs without a big software build.