Resources
October 2020 Regulatory Updates
Regulatory actions and industry updates from financial authorities and regulators around the globe in October 2020
Fireside Chat: Navigating the Complexities of Beneficial Ownership
Join our latest live fireside chat to learn how compliance teams are navigating some of the key complexities involving due diligence for UBOs
September 2020 Regulatory Updates
Regulatory actions and updates from financial authorities around the globe in September 2020, including Expert Insights from our partner network
FCA Research Reveals 1.1 Million Spike in Cryptoasset Buyers
Our latest expert insight from Denisse Rudich of Rudich Advisory reviews the FCA’s recent findings on the growth of the cryptoassets industry in the UK
Fireside Chat: From Nomination to Verification – How to Digitally Onboard a Corporation
Join our latest live fireside chat to learn how technology has reshaped corporate verification and onboarding in a post-COVID19 world
12 Month Review of Revised FATF Standards – Virtual Assets and VASPs
Our latest expert insight from Jonathan C. Dunsmoor of Dunsmoor Law, P.C. reviews the impact of the revised FAFT standards on the virtual asset industry
SEC Charges App Developer for Unregistered Security-Based Swap Transactions
Our latest expert insight from Kayvan B. Sadeghi of Schiff Hardin LLP highlights the recent action from both the SEC and CFTC against app developer Abra for unregistered transactions
Fireside Chat: Is Retail Wealth Management Ready for Virtual Assets?
Join our latest live fireside chat to learn how wealth managers worldwide are exploring the emerging virtual asset industry for retail investors
Banker and Insurance Agent Banned From Providing Financial Advisory Services in Singapore
Banker and insurance agent prohibited from conducting financial advisory services in Singapore due to fraud and dishonest conduct
SEC Charges Former Hertz CEO with Filing of Inaccurate Financial Statements
SEC charged former Hertz CEO Mark Frissora with the filing of inaccurate financials and allegedly pressuring his employees to “find money”
SEC Charges Wind Turbine Company and Individuals With Defrauding Investors
Our latest expert insight from Kristina Subbotina of Ross Law Group reviews the SEC’s recent action against the wind turbine company and individuals
Fireside Chat: Unknown Risks in M&A – AML Screening and Due Diligence for Corporate Finance
Join our live fireside chat to learn more about the unknown risks in M&A transactions that legal firms face when performing risk screening and due diligence
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