Our latest expert insight with Rolf Haudenschild of Ingenia Consultants shares how to provide tailored portfolio recommendations with client suitability
The British Columbia Securities Commission issues regulatory warning against I-Coin, a European cryptocurrency trading platform
The Investment Industry Regulatory Organization of Canada fines Laurentian Bank Securities Inc. US$250,000 for not using a transaction monitoring system
U.S. Securities and Exchange Commission (SEC) charges founders and issuer of Dropil, Inc. with securities fraud
BCSC (British Columbia Securities Commission) adds Pegasus Global Trading Ltd. to the province’s Investment Caution List
Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined BOCOM International Securities Limited (BISL) for regulatory breaches
Partnership enables organisations to launch compliant business processes on public blockchains without the need for technical knowledge of digital wallets or blockchain technologyVancouver, B.C., and Utrecht, NL - April 20, 2020 - iComply Investor Services...
How financial services providers can take advantage of the new contactless culture
Partnership provides financial service providers, financial planners, law firms, mortgage brokers and insurance agents with a full suite of tools to serve clients without face-to-face meetings Vancouver, B.C. - April 14, 2020 - iComply Investor Services (“iComply”), a...