Compliance doesn’t have to be chaos.
Sarah, a compliance manager at a U.S. broker-dealer, had seen it all—delays, endless emails, and frustrated clients. She knew her team needed something better.
That’s when she found iComply.
Step 1: Simplify from Day One
No more patchwork solutions. Sarah’s team set up iComply’s KYC and AML modules in days—not weeks. With custom workflows and a branded client portal, onboarding felt seamless, not stressful.
Step 2: Automate the Boring Stuff
Instead of manually tracking sanctions lists or verifying documents, Sarah’s team let iComply handle it. Real-time alerts kept them ahead of risks, while audit-ready reports were just a click away.
Step 3: Keep It Secure, Keep It Compliant
Data encryption, secure API integrations, and role-based access meant no more sleepless nights about data breaches or failed audits.
Quick-Start Checklist for Compliance Teams
- Map your current onboarding process.
- Enable only the compliance features you need.
- Automate document requests and approvals.
- Set up real-time alerts for PEPs and sanctions.
- Customize reports for audit season.
In minutes, not months, Sarah’s team had a smarter compliance process that saved time and improved client trust.
Want the same results? Let’s make compliance seamless together.
