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Fireside Chat: Unknown Risks in M&A

AML Screening and Due Diligence in Corporate Finance

Date: Thursday, August 13, 2020 | 10am PST – 1pm EST – 7pm CET

 

How can firms manage unknown risks as compliance regulations evolve and financial crimes grow more sophisticated?

M&A transactions inevitably pose some level of risk between buyers and sellers. More often than not, M&A transactions are time-sensitive with significant pressure from all sides.

This can often lead to corners being cut during financial crime, money laundering, and terrorist financing due diligence. However, regulatory actions, shareholder lawsuits, and criminal charges can overshadow a deal even years after it has been closed.

Financial crime units and law enforcement have increased their focus on M&A in private capital markets transactions as vehicles for money laundering and financing terrorism. This has raised the bar and heightened regulatory expectations of what is required by all parties involved in a transaction.

Join “Unknown Risks in M&A — AML Screening and Due Diligence in Corporate Finance” session featuring AML and due diligence experts from the M&A industry. In this session, we will cover:

  • Regulators expectations of the acceptable level of due diligence
  • How to take a big picture view of all counterparties in a transaction
  • Preparing due diligence for corporate governance review
  • Remediating insufficient data documentation
  • When to seek independent counsel


We invite you to join us for this Fireside Chat on August 13 featuring an exciting lineup of panelists to learn more about the unknown risks in AML and due diligence for corporate finance M&A transactions

Panelists:

  • Matthew Unger, CEO at iComply
  • Gueorgui Gotzev, Partner at Kohler Gotzev
  • Alex Duperouzel, Managing Director at Compliance Asia
  • David Vijan, CRO at Outlier Solutions

Moderated by: Andrew Weiner, Head of Sales at iComply

About iComply
iComply Investor Services Inc. (“iComply”) is a Regtech company that provides fully-digital KYC and AML compliance solutions for non-face-to-face financial and legal interactions. iComply enables financial services providers to reduce costs, risk, and complexity and improve staff capacity, effectiveness, and customer experience. By partnering with multinational technology vendors such as Microsoft, DocuSign, Thomson Reuters and Refinitiv, iComply is bringing compliance teams into the digital age. Learn more: www.icomplyis.com